Webinar Summary: Can you avoid an S.166?
Given that the FCA has issued well over 100 S.166s in the last two or three years, plus a smaller but still significant number...
12 April, 2024
Financial Oversight
Short Video Series for Financial Services Boards
Boards of Financial Services companies can feel like they are walking a tightrope. How do you ensure your governance provides genuine value for...
08 March, 2024
Webinar: Subsidiary Boards, Shareholders, and Regulators
There doesn't have to be conflict between running the board for the regulator and shareholders, and running the board well...
12 February, 2024
Checklist: Avoiding Banking Pitfalls
Our recent podcast with Lisa Scott and Ed Faulkner was a lively discussion about lessons your board can learn from recent events that...
16 June, 2023
Here we go again: banking risk
A good number of boards suffered a very uneasy weekend in early March. It wasn’t only the directors of...
27 April, 2023
Checklist: Subsidiary Governance
The Board of a regulated subsidiary has always been a tricky place to be. Directors need to balance group demands with local legal...
02 November, 2022
Webinar: Subsidiary Board Governance
It’s complicated being on a board of a subsidiary - or supporting a subsidiary board as a company secretary or management team. Oversight...
16 October, 2022
Blog: Board Oversight Perspective
While US governance expectations differ from UK standards, Elizabeth Holmes’s recent conviction for fraud provides several insights into ways a board can fail...
23 February, 2022
Working as a subsidiary board: Checklist
Checklist: Thinking through the different role of a subsidiary board...
26 June, 2020
Assessing external audit effectiveness
Audit Committees need to take a structured approach to looking at external audit...
01 January, 2020
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